Job Openings

Compliance Analyst (Investor Services )

Job ID: BH484715

Category: Investment, Compliance, Accounting and Finance

Specialty: Accounting & Finance

Investor Services Compliance Analyst
6-month contract

Location: Boston, MA (remote until office opens)

Hours: M-F; 8hrs/day – 40hrs/wk
Industry: Financial Services/Banking
Interview Process: Video Call or Phone Screen (1 round)

Must Haves:

  • HS diploma
  • At least 3 years of compliance experience

Preferred:

  • Familiarity with various security types, including derivatives

 

Job Description/Summary:

In this role you will have an opportunity to monitor compliance requirements and prepare regular reporting. This is a great opportunity, especially if you have strong analytical mindset and prior compliance experience.

Responsibilities:

  • Monitor Compliance requirements daily utilizing client Developments Compliance Master system
  • Take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues
  • Prepare monthly compliance reports and take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues
  • Develop and maintain methods to enhance procedures with respect to the compliance monitoring function
  • Develop and maintain a working familiarity with applicable laws, regulation and interpretation governing the administration of mutual funds
  • Perform special projects as assigned by the Fund Administration Compliance Supervisor and Manager
  • Assist with the preparation of Quarterly Board Reports
  • Develop and maintain a strong working familiarity with client Developments Compliance Master system
  • Assist the Fund Administration Compliance Supervisor and Manager in developing ways to enhance and automate the compliance function for areas that are manual
  • Use Bloomberg to conduct research as needed.
  • Develop and maintain a strong client service relationship with clients

Skills/Qualifications:

  • Minimum three years of prior compliance experience
  • Strong operational understanding of the compliance business, including 40 Act rules as well as other regulatory rules
  • Familiarity with various security types, including derivatives
  • Strong familiarity with compliance systems, including understanding of the end to end work flow
  • Highly organized, detail oriented, self-motivated, capable of monitoring and completing multiple projects and tasks
  • Strong oral and written communication skills.
  • Ability to work in a potentially high pressure, client-driven environment

#professional

The Planet Group of Companies is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.

Type: Temp/Contract

Location: Boston, Massachusetts