Job Openings

Anti Money Laundering Analyst

Job ID: BH438463

Category: Accounting and Finance

Specialty: Accounting & Finance

  • The AML/KYC Analyst will be part of the Relationship Excellence (“RE”) Anti-Money Laundering (AML) / Know Your Customer (KYC) Team within RE Shared Services and will be responsible for the creation and maintenance of AML/KYC files on behalf of RE clients. S/he will manage communications with RMs, clients, and company Compliance. In addition to supporting operational initiatives, this position will define and execute process improvements and participate in working groups and other initiatives that impact RE AML/KYC processes. Specific responsibilities include reviewing documents and succinctly communicating regulatory requirements and process changes to RE relationship management teams while keeping abreast of regulatory changes
  • Key Responsibilities Analysis: Complete AML/KYC files as assigned by the AML/KYC Team Lead, following best practices and meeting applicable deadlines Review and validate that select RE clients’ account activity and use of company's products & services are consistent with the clients’ stated expected account activity Ensure that daily work is completed in accordance with defined procedures, while using judgment to ask questions on areas the procedures do not cover Demonstrate a basic understanding of company's AML/KYC program Act as a resource to the RM community to assist with questions related to the AML/KYC process Assist with ad hoc projects and AML/KYC or Compliance related initiatives impacting RE
  • Problem Solving: Identify and resolve problems following established internal guidelines and outside regulatory requirements. Advise Relationship Managers and team members as issues are found; determine impact and work through resolution Advise Relationship Managers on established internal procedures for compliance related activities
  • Risk Management: Ensure that policies and procedures are adhered to on a daily basis Develop an understanding of AML/KYC requirements; the implications and application within Relationship Excellence Identify problem items and escalate to AML/KYC Team Leader as appropriate Ability to see through gray areas and assess AML/KYC related risks
  • Process Improvement: Suggest process improvements from both a workflow and systemic perspective to increase productivity and efficiency. Contribute to the documentation of all processes and procedures, ensuring they are kept up to date
  • Qualifications BA/BS degree or equivalent experience1-3 years of Financial Services or Banking industry experience with AML/KYC experience preferred Ability to liaise across departments/functions as needed for research and analysis Understanding of the financial services industry, investment vehicles and legal structures Experience working in Compliance, Internal Audit or Regulatory Operations in Financial Services preferred Basic understanding of AML, KYC, CDD & OFAC preferred Strong client services and relationship management excellence Ability to communicate professionally through effective verbal and written skills Possess an intellectual curiosity and exhibits problem solving and analytical skills Strong ability to manage and prioritize multiple projects with competing deadlines Work independently and take initiative on daily support function and driving efficiency changes Highly organized with exceptional attention to detail, quality conscious and follow-through Strong proficiency in MS Office applications and SharePoint 


The Planet Group of Companies is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.

Type: Temp/Contract

Location: Remote Based